RNS Number : 3938N
Barclays PLC
22 November 2024
 

FORM 8.3 - Amendment to section 2a and 3b

 

Replaces form released 14:50 on 20 Nov 2024

 

0177N

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1

KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

19-Nov-24

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

disclosures in respect of any other party to the offer?

CENTAMIN PLC

2

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

USD 1 ordinary

Interests

Short Positions

Number

(%)

Number

(%)

-1

Relevant securities owned and/or controlled:

3,770,108

0.89%

3,555,062

0.84%

-2

Cash-settled derivatives: and/or controlled:

0.79%

2,671,512

0.63%

3,334,186

-3

Stock-settled derivatives (including options) and agreements to purchase/sell:

130,000

0.03%

160,000

0.03%

TOTAL:

7,234,294

1.71%

6,386,574

1.50%

(b)

Rights to subscribe for new securities (including directors and other executive

 

options)

 

Class of relevant security in relation to

which subscription right exists

Details, including nature of the rights

 

concerned and relevant percentages:

3

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

USD 1 ordinary

Purchase

235,581

25.2722 USD

USD 1 ordinary

Purchase

171,422

25.0533 USD

USD 1 ordinary

Purchase

135,123

25.0926 USD

USD 1 ordinary

Purchase

55,955

25.3767 USD

USD 1 ordinary

Purchase

32,499

25.1080 USD

USD 1 ordinary

Purchase

26,014

25.2397 USD

USD 1 ordinary

Purchase

25,156

24.9152 USD

USD 1 ordinary

Purchase

14,807

25.1112 USD

USD 1 ordinary

Purchase

12,271

25.0547 USD

USD 1 ordinary

Purchase

8,887

25.1049 USD

USD 1 ordinary

Purchase

7,099

24.9897 USD

USD 1 ordinary

Purchase

6,901

25.2181 USD

USD 1 ordinary

Purchase

6,884

25.1500 USD

USD 1 ordinary

Purchase

6,799

25.1497 USD

USD 1 ordinary

Purchase

5,647

25.1061 USD

USD 1 ordinary

Purchase

5,474

25.0835 USD

USD 1 ordinary

Purchase

5,260

25.0434 USD

USD 1 ordinary

Purchase

3,967

25.0686 USD

USD 1 ordinary

Purchase

3,653

24.7927 USD

USD 1 ordinary

Purchase

3,596

25.1455 USD

USD 1 ordinary

Purchase

2,902

25.0422 USD

USD 1 ordinary

Purchase

2,895

25.1262 USD

USD 1 ordinary

Purchase

2,800

25.1000 USD

USD 1 ordinary

Purchase

2,563

25.0511 USD

USD 1 ordinary

Purchase

1,750

25.3600 USD

USD 1 ordinary

Purchase

1,492

25.0797 USD

USD 1 ordinary

Purchase

1,300

25.0784 USD

USD 1 ordinary

Purchase

1,143

25.1118 USD

USD 1 ordinary

Purchase

1,064

24.9857 USD

USD 1 ordinary

Purchase

1,038

25.1100 USD

USD 1 ordinary

Purchase

972

25.1722 USD

USD 1 ordinary

Purchase

684

24.9908 USD

USD 1 ordinary

Purchase

626

25.1625 USD

USD 1 ordinary

Purchase

457

25.1702 USD

USD 1 ordinary

Purchase

310

25.0148 USD

USD 1 ordinary

Purchase

229

25.0300 USD

USD 1 ordinary

Purchase

200

25.1350 USD

USD 1 ordinary

Purchase

135

25.1416 USD

USD 1 ordinary

Purchase

125

25.1632 USD

USD 1 ordinary

Purchase

101

25.1930 USD

USD 1 ordinary

Purchase

100

25.0900 USD

USD 1 ordinary

Purchase

100

25.1600 USD

USD 1 ordinary

Purchase

90

25.0200 USD

USD 1 ordinary

Purchase

48

25.1300 USD

USD 1 ordinary

Purchase

45

25.1150 USD

USD 1 ordinary

Purchase

2

24.6980 USD

USD 1 ordinary

Purchase

1

24.6550 USD

USD 1 ordinary

Sale

486,688

25.2166 USD

USD 1 ordinary

Sale

82,115

25.0458 USD

USD 1 ordinary

Sale

40,177

25.0750 USD

USD 1 ordinary

Sale

31,769

25.1068 USD

USD 1 ordinary

Sale

23,839

25.1500 USD

USD 1 ordinary

Sale

19,393

24.9152 USD

USD 1 ordinary

Sale

16,089

25.0189 USD

USD 1 ordinary

Sale

8,795

25.0255 USD

USD 1 ordinary

Sale

8,669

25.1132 USD

USD 1 ordinary

Sale

7,332

25.2088 USD

USD 1 ordinary

Sale

4,707

24.9776 USD

USD 1 ordinary

Sale

3,259

24.9538 USD

USD 1 ordinary

Sale

2,800

25.1000 USD

USD 1 ordinary

Sale

2,718

25.1606 USD

USD 1 ordinary

Sale

2,578

24.8403 USD

USD 1 ordinary

Sale

2,471

24.9598 USD

USD 1 ordinary

Sale

2,263

25.0323 USD

USD 1 ordinary

Sale

2,187

25.0351 USD

USD 1 ordinary

Sale

1,750

25.3600 USD

USD 1 ordinary

Sale

1,749

25.0247 USD

USD 1 ordinary

Sale

1,701

24.9191 USD

USD 1 ordinary

Sale

1,607

25.0048 USD

USD 1 ordinary

Sale

1,400

25.0135 USD

USD 1 ordinary

Sale

1,168

24.9684 USD

USD 1 ordinary

Sale

730

25.1576 USD

USD 1 ordinary

Sale

720

24.9686 USD

USD 1 ordinary

Sale

684

24.9908 USD

USD 1 ordinary

Sale

565

24.9787 USD

USD 1 ordinary

Sale

503

25.0281 USD

USD 1 ordinary

Sale

500

24.8060 USD

USD 1 ordinary

Sale

409

24.9771 USD

USD 1 ordinary

Sale

400

25.1425 USD

USD 1 ordinary

Sale

364

25.0888 USD

USD 1 ordinary

Sale

352

25.1272 USD

USD 1 ordinary

Sale

310

25.0148 USD

USD 1 ordinary

Sale

263

25.0823 USD

USD 1 ordinary

Sale

242

25.5917 USD

USD 1 ordinary

Sale

185

24.9951 USD

USD 1 ordinary

Sale

98

25.1200 USD

USD 1 ordinary

Sale

90

25.0200 USD

USD 1 ordinary

Sale

21

25.0847 USD

USD 1 ordinary

Sale

6

24.9916 USD

USD 1 ordinary

Sale

2

24.6980 USD

USD 1 ordinary

Sale

1

24.6550 USD

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

reference

unit

security

securities

USD 1 ordinary

SWAP

Increasing Long

25,000

454.9724 ZAR

USD 1 ordinary

SWAP

Increasing Long

6,865

455.2773 ZAR

USD 1 ordinary

SWAP

Increasing Long

629

455.4643 ZAR

USD 1 ordinary

SWAP

Increasing Long

706

456.4168 ZAR

USD 1 ordinary

SWAP

Increasing Long

8,000

456.6372 ZAR

USD 1 ordinary

SWAP

Increasing Long

1,100

458.4367 ZAR

USD 1 ordinary

SWAP

Increasing Long

34,428

458.5332 ZAR

USD 1 ordinary

SWAP

Increasing Long

3,303

458.6351 ZAR

USD 1 ordinary

SWAP

Increasing Long

6,600

458.8749 ZAR

USD 1 ordinary

SWAP

Increasing Long

11,134

459.1733 ZAR

USD 1 ordinary

SWAP

Increasing Long

2,493

459.2880 ZAR

USD 1 ordinary

SWAP

Increasing Long

19,813

459.3128 ZAR

USD 1 ordinary

SWAP

Increasing Long

12,973

459.4628 ZAR

USD 1 ordinary

SWAP

Increasing Long

13,073

459.6566 ZAR

USD 1 ordinary

SWAP

Increasing Long

1,779

459.8651 ZAR

USD 1 ordinary

SWAP

Increasing Long

8,937

459.9264 ZAR

USD 1 ordinary

SWAP

Increasing Long

1,922

460.5866 ZAR

USD 1 ordinary

SWAP

Decreasing Long

25,000

454.9724 ZAR

USD 1 ordinary

SWAP

Decreasing Long

10,000

455.1226 ZAR

USD 1 ordinary

SWAP

Decreasing Long

6,865

455.2000 ZAR

USD 1 ordinary

SWAP

Decreasing Long

9,100

456.7771 ZAR

USD 1 ordinary

SWAP

Decreasing Long

1,400

457.2936 ZAR

USD 1 ordinary

SWAP

Decreasing Long

6,837

457.7342 ZAR

USD 1 ordinary

SWAP

Decreasing Long

4,471

457.7443 ZAR

USD 1 ordinary

SWAP

Decreasing Long

34,428

458.4552 ZAR

USD 1 ordinary

SWAP

Decreasing Long

3,303

458.5572 ZAR

USD 1 ordinary

SWAP

Decreasing Long

7,583

458.7068 ZAR

USD 1 ordinary

SWAP

Decreasing Long

4,000

458.7258 ZAR

USD 1 ordinary

SWAP

Decreasing Long

14,134

458.8545 ZAR

USD 1 ordinary

SWAP

Decreasing Long

2,493

459.2100 ZAR

USD 1 ordinary

SWAP

Decreasing Long

19,813

459.2347 ZAR

USD 1 ordinary

SWAP

Decreasing Long

12,973

459.3847 ZAR

USD 1 ordinary

SWAP

Decreasing Long

13,073

459.5785 ZAR

USD 1 ordinary

SWAP

Decreasing Long

1,779

459.7869 ZAR

USD 1 ordinary

SWAP

Decreasing Long

8,937

459.8483 ZAR

USD 1 ordinary

SWAP

Decreasing Long

31,685

460.3356 ZAR

USD 1 ordinary

SWAP

Decreasing Long

1,200

460.7880 ZAR

USD 1 ordinary

SWAP

Decreasing Long

6,058

461.6668 ZAR

USD 1 ordinary

CFD

Increasing Long

10,000

455.0179 ZAR

USD 1 ordinary

CFD

Increasing Long

6,837

457.6862 ZAR

USD 1 ordinary

CFD

Increasing Long

4,471

457.7192 ZAR

USD 1 ordinary

CFD

Increasing Long

7,583

458.6586 ZAR

USD 1 ordinary

CFD

Increasing Long

14,134

458.7489 ZAR

USD 1 ordinary

CFD

Increasing Long

31,685

460.2872 ZAR

USD 1 ordinary

CFD

Increasing Long

6,058

461.6183 ZAR

USD 1 ordinary

CFD

Decreasing Long

629

455.5121 ZAR

USD 1 ordinary

CFD

Decreasing Long

706

456.4648 ZAR

USD 1 ordinary

CFD

Decreasing Long

11,134

459.2215 ZAR

USD 1 ordinary

CFD

Decreasing Long

1,922

460.6119 ZAR

USD 1 ordinary

SWAP

Decreasing Long

6,769

25.1500 USD

USD 1 ordinary

SWAP

Opening Short

25,000

25.0966 USD

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

date

money

relevant

selling,

securities

per unit

paid/

security

varying etc

to which

received

option

per unit

relates

(ii)

Exercising

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

securities

unit

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

applicable)

4

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

formal or informal, relating to relevant securities which may be an inducement to deal

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

the person making the disclosure and any other person relating to:

 

(i) the voting rights of any relevant securities under any option; or

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

any derivative is referenced:

NONE

(c)

Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

22-Nov-24

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

relevant securities this from relates:

 

2

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22

American

21-Mar-25

USD 1 ordinary

Put Options

Written

130,000

15

American

17-Jan-25

3

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.
 
END
 
 
RETBLBDBDBDDGSD