RNS Number : 3934N
Barclays PLC
22 November 2024
 

FORM 8.3 - Amendment to section 2a and 3b

 

 

Replaces form released 13:54 on 19 Nov 2024

 

 

8383M

 

 

 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

 

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

 

MORE

 

Rule 8.3 of the Takeover Code (the "Code")

 

1

KEY INFORMATION

 

(a)

Full name of discloser:

Barclays PLC.

 

(b)

Owner or controller of interest and short

 

positions disclosed, if different from 1(a):

 

(c)

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

 

relevant securities this form relates:

 

(d)

If an exempt fund manager connected with an

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

 

(e)

Date position held/dealing undertaken:

18-Nov-24

 

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

disclosures in respect of any other party to the offer?

CENTAMIN PLC

 

2

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

 

Class of relevant security:

USD 1 ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

 

-1

Relevant securities owned

3,624,787

0.86%

3,442,239

0.81%

 

and/or controlled:

 

-2

Cash-settled derivatives:

2,799,493

0.66%

2,087,301

0.49%

 

and/or controlled:`

 

-3

Stock-settled derivatives (including options)

130,000

0.03%

160,000

0.03%

 

and agreements to purchase/sell:

 

TOTAL:

6,554,280

1.55%

5,689,540

1.33%

 

 

(b)

Rights to subscribe for new securities (including directors and other executive

 

options)

 

Class of relevant security in relation to

which subscription right exists

Details, including nature of the rights

 

concerned and relevant percentages:

3

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

USD 1 ordinary

Purchase

157,699

24.8065 USD

USD 1 ordinary

Purchase

134,680

24.8015 USD

USD 1 ordinary

Purchase

95,822

24.8092 USD

USD 1 ordinary

Purchase

28,047

24.8100 USD

USD 1 ordinary

Purchase

25,163

24.8095 USD

USD 1 ordinary

Purchase

21,103

24.8195 USD

USD 1 ordinary

Purchase

11,105

24.7754 USD

USD 1 ordinary

Purchase

10,284

24.7650 USD

USD 1 ordinary

Purchase

9,900

24.8200 USD

USD 1 ordinary

Purchase

8,459

24.8171 USD

USD 1 ordinary

Purchase

8,288

24.7733 USD

USD 1 ordinary

Purchase

6,700

24.8547 USD

USD 1 ordinary

Purchase

6,622

24.8135 USD

USD 1 ordinary

Purchase

6,092

24.7620 USD

USD 1 ordinary

Purchase

4,438

24.7786 USD

USD 1 ordinary

Purchase

2,996

24.8407 USD

USD 1 ordinary

Purchase

2,790

24.8267 USD

USD 1 ordinary

Purchase

2,682

24.8211 USD

USD 1 ordinary

Purchase

2,120

24.7994 USD

USD 1 ordinary

Purchase

1,655

24.7404 USD

USD 1 ordinary

Purchase

1,450

24.8157 USD

USD 1 ordinary

Purchase

1,200

446.6500 ZAR

USD 1 ordinary

Purchase

1,164

24.8032 USD

USD 1 ordinary

Purchase

925

24.6324 USD

USD 1 ordinary

Purchase

544

24.8249 USD

USD 1 ordinary

Purchase

526

24.8086 USD

USD 1 ordinary

Purchase

520

24.8190 USD

USD 1 ordinary

Purchase

340

24.8349 USD

USD 1 ordinary

Purchase

284

24.8129 USD

USD 1 ordinary

Purchase

235

24.8625 USD

USD 1 ordinary

Purchase

100

24.8600 USD

USD 1 ordinary

Purchase

100

24.8000 USD

USD 1 ordinary

Purchase

47

24.7400 USD

USD 1 ordinary

Purchase

24

24.8300 USD

USD 1 ordinary

Purchase

6

24.7300 USD

USD 1 ordinary

Sale

249,881

24.7993 USD

USD 1 ordinary

Sale

45,373

24.8048 USD

USD 1 ordinary

Sale

42,271

24.7748 USD

USD 1 ordinary

Sale

32,376

24.8197 USD

USD 1 ordinary

Sale

18,574

24.7997 USD

USD 1 ordinary

Sale

14,974

24.8165 USD

USD 1 ordinary

Sale

14,484

24.8133 USD

USD 1 ordinary

Sale

11,205

24.8200 USD

USD 1 ordinary

Sale

10,792

24.7958 USD

USD 1 ordinary

Sale

10,174

24.7989 USD

USD 1 ordinary

Sale

10,014

24.7700 USD

USD 1 ordinary

Sale

9,884

24.8138 USD

USD 1 ordinary

Sale

9,648

24.8332 USD

USD 1 ordinary

Sale

9,047

24.8372 USD

USD 1 ordinary

Sale

7,743

24.8082 USD

USD 1 ordinary

Sale

6,700

24.8547 USD

USD 1 ordinary

Sale

6,079

24.8029 USD

USD 1 ordinary

Sale

5,206

24.7944 USD

USD 1 ordinary

Sale

4,984

24.9779 USD

USD 1 ordinary

Sale

3,941

24.9864 USD

USD 1 ordinary

Sale

3,721

24.7657 USD

USD 1 ordinary

Sale

3,620

24.7568 USD

USD 1 ordinary

Sale

3,160

24.8350 USD

USD 1 ordinary

Sale

2,668

24.8010 USD

USD 1 ordinary

Sale

2,120

24.7994 USD

USD 1 ordinary

Sale

1,971

24.8000 USD

USD 1 ordinary

Sale

1,612

24.9252 USD

USD 1 ordinary

Sale

1,256

24.7808 USD

USD 1 ordinary

Sale

1,202

24.7901 USD

USD 1 ordinary

Sale

1,200

446.6500 ZAR

USD 1 ordinary

Sale

1,075

24.8527 USD

USD 1 ordinary

Sale

551

24.7558 USD

USD 1 ordinary

Sale

526

24.8086 USD

USD 1 ordinary

Sale

502

24.7952 USD

USD 1 ordinary

Sale

500

24.8110 USD

USD 1 ordinary

Sale

467

24.8212 USD

USD 1 ordinary

Sale

420

24.8128 USD

USD 1 ordinary

Sale

412

24.7800 USD

USD 1 ordinary

Sale

400

24.8300 USD

USD 1 ordinary

Sale

400

24.7925 USD

USD 1 ordinary

Sale

400

24.7987 USD

USD 1 ordinary

Sale

400

24.5700 USD

USD 1 ordinary

Sale

377

24.8099 USD

USD 1 ordinary

Sale

340

24.8349 USD

USD 1 ordinary

Sale

311

24.7654 USD

USD 1 ordinary

Sale

303

24.7405 USD

USD 1 ordinary

Sale

300

24.7933 USD

USD 1 ordinary

Sale

252

24.8759 USD

USD 1 ordinary

Sale

238

24.7573 USD

USD 1 ordinary

Sale

237

24.8094 USD

USD 1 ordinary

Sale

210

24.8267 USD

USD 1 ordinary

Sale

203

24.7895 USD

USD 1 ordinary

Sale

200

24.8150 USD

USD 1 ordinary

Sale

97

24.8800 USD

USD 1 ordinary

Sale

24

24.8100 USD

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

reference

unit

security

securities

USD 1 ordinary

SWAP

Decreasing Long

5,115

445.0190 ZAR

USD 1 ordinary

SWAP

Decreasing Long

4,480

445.2442 ZAR

USD 1 ordinary

SWAP

Decreasing Long

7,115

445.4735 ZAR

USD 1 ordinary

SWAP

Decreasing Long

3,200

445.9201 ZAR

USD 1 ordinary

SWAP

Decreasing Long

12,181

446.2434 ZAR

USD 1 ordinary

SWAP

Decreasing Long

12,453

446.3438 ZAR

USD 1 ordinary

SWAP

Decreasing Long

752

446.5740 ZAR

USD 1 ordinary

SWAP

Decreasing Long

11,038

446.6500 ZAR

USD 1 ordinary

SWAP

Decreasing Long

21,000

446.7291 ZAR

USD 1 ordinary

SWAP

Decreasing Long

4,016

447.4747 ZAR

USD 1 ordinary

SWAP

Decreasing Long

11,130

447.5085 ZAR

USD 1 ordinary

SWAP

Decreasing Long

193,369

447.8696 ZAR

USD 1 ordinary

SWAP

Decreasing Long

3,303

447.9818 ZAR

USD 1 ordinary

SWAP

Decreasing Long

4,879

448.6669 ZAR

USD 1 ordinary

SWAP

Decreasing Long

2,725

448.7009 ZAR

USD 1 ordinary

SWAP

Decreasing Long

694

449.9468 ZAR

USD 1 ordinary

SWAP

Decreasing Long

491

450.0483 ZAR

USD 1 ordinary

SWAP

Decreasing Long

22,418

451.4485 ZAR

USD 1 ordinary

CFD

Decreasing Long

90

445.6498 ZAR

USD 1 ordinary

CFD

Decreasing Long

6,313

446.3317 ZAR

USD 1 ordinary

CFD

Decreasing Long

1,114

448.3197 ZAR

USD 1 ordinary

CFD

Decreasing Long

19,650

448.5734 ZAR

USD 1 ordinary

CFD

Decreasing Long

6,636

448.8152 ZAR

USD 1 ordinary

CFD

Decreasing Long

991

450.2499 ZAR

USD 1 ordinary

SWAP

Increasing Long

90

445.5919 ZAR

USD 1 ordinary

SWAP

Increasing Long

6313

446.2737 ZAR

USD 1 ordinary

CFD

Increasing Long

4879

448.6085 ZAR

USD 1 ordinary

CFD

Increasing Long

193369

447.8113] ZAR

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

date

money

relevant

selling,

securities

per unit

paid/

security

varying etc

to which

received

option

per unit

relates

(ii)

Exercising

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

securities

unit

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

applicable)

4

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

formal or informal, relating to relevant securities which may be an inducement to deal

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

the person making the disclosure and any other person relating to:

 

(i) the voting rights of any relevant securities under any option; or

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

any derivative is referenced:

NONE

(c)

Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

22-Nov-24

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

relevant securities this from relates:

 

2

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22

American

21-Mar-25

USD 1 ordinary

Put Options

Written

130,000

15

American

17-Jan-25

3

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

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